Monday, July 28, 2014

Fwd: CFTC.gov Exemptive, No-Action, & Interpretative Letters Update



---------- Forwarded message ----------
From: CFTC.gov <cftc@service.govdelivery.com>
Date: Mon, Jul 28, 2014 at 1:51 PM
Subject: CFTC.gov Exemptive, No-Action, & Interpretative Letters Update
To: iammejtm@gmail.com


CFTC Updated banner

You are subscribed to Exemptive, No-Action, Interpretative Letters, Other Written Communications, and Advisories for CFTC.gov.

The following letters were added:

14-96; CEA Section 4m(1); No-Action; July 25, 2014
No action relief to an entity and its affiliates for their failure to register as CPOs of pools holding volume production payment instruments, which issue debt or debt-like instruments, and which use swaps to hedge commodity market risk and interest rate exposure.

14-97; Regulations 4.7(b)(3) and 4.22(d); Exemption; May 2, 2014
Exemption from requirement that a pool's financial statement be audited by independent public accountants.

14-98; Regulations 4.7(b)(3) and 4.22(d); Exemption; May 2, 2014
Exemption from requirement that a pool's financial statement be audited by independent public accountants.

14-99; Regulations 4.7(b)(3) and 4.22(d); Exemption; May 2, 2014
Exemption from requirement that a pool's financial statement be audited by independent public accountants.

 


STAY CONNECTED: 

# # # # # Questions? Contact Us

SUBSCRIBER SERVICES: 
Manage Preferences | Unsubscribe | Help

 


This email was sent to iammejtm@gmail.com using GovDelivery, on behalf of the Commodity Futures Trading Commission · 1155 21st Street, NW · Washington DC 20581 · 202-418-5000 Powered by GovDelivery



--
Jeremy Tobias Matthews

No comments:

Post a Comment